Impressum

Full legal name of company

DMS Capital AG


Regulatory Supervision

DMS Capital AG is a member firm of Organisme d’Autorégulation des Gérants de Patrimoine ("OAR-G") and as such is monitored by OAR-G in its capacity as an SRO (Self Regulatory Organization) officially recognized by the Swiss Financial Market Supervisory Authority (FINMA), with dual supervision pursuant to (1) independent asset management and; (2) the Anti-Money Laundering Act (AMLA). The rules of professional conduct of OAR-G regulate the content of the asset management agreement and how it must be implemented (asset manager's duty of trust, information and due diligence towards the customer and regulation of the asset manager's compensation), with due attention aid to the protection of investors. 


Anti Money Laundering (AML)

DMS Capital AG and its TitanPro plaform are subject to provisions on Anti Money Laundering (AML) under the laws of Switzerland, which are in accordance with the FATF recommendations (Switzerland is a member country of the Financial Action Task Force FATF). This means in particular that TitanPro has to identify its customers and establish the beneficial owner's identity. The AML compliance policies approved by the Management Board include inter alia the processes for the identification of the customers and establishing the identity of the beneficial owner. The policies also cover the collection of information regarding the customers' business activities, relationships with Politically Exposed Persons and record retention procedures. Furthermore, TitanPro regularly provides AML training to relevant employees and does not provide banking services to any bank that does not maintain a physical presence in any country and that is not a regulated affiliate. The anti-money laundering policies are applicable to head office and branches alike and are in accordance with the Wolfsberg anti-money laundering principles.


Registered office address

Rigistrasse 2

CH-6300 Zug

Switzerland

Canton

Zug

Company number (UID)

CHE-231.535.746


Commercial register number

CH66027530177


Date of formation

22.09.2017


Type of Corporation

Aktiengesellschaft (Swiss Public Limited Company)


Share Capital (Aktienkapital):

CHF 100,000


Shares (Aktien-Stückelung)

100 shares of CHF 1000 per share


Confirm SRO Membership/license:

https://www.finma.ch/en/authorisation/self-regulatory-organisations-sros/sro-member-search/

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