DMS Capital AG
Capital AG is a member firm of Organisme d’Autorégulation des Gérants de
Patrimoine ("OAR-G") and as such is monitored by OAR-G in its
capacity as an SRO (Self Regulatory Organization) officially recognized by the
Swiss Financial Market Supervisory Authority (FINMA), with dual supervision
pursuant to (1) independent asset management and; (2) the Anti-Money Laundering
Act (AMLA). The rules of professional conduct of OAR-G regulate the content of
the asset management agreement and how it must be implemented (asset manager's
duty of trust, information and due diligence towards the customer and
regulation of the asset manager's compensation), with due attention aid to the
protection of investors.
DMS Capital AG and its TitanPro plaform are subject to provisions on Anti Money Laundering (AML) under the laws of Switzerland, which are in accordance with the FATF recommendations (Switzerland is a member country of the Financial Action Task Force FATF). This means in particular that TitanPro has to identify its customers and establish the beneficial owner's identity. The AML compliance policies approved by the Management Board include inter alia the processes for the identification of the customers and establishing the identity of the beneficial owner. The policies also cover the collection of information regarding the customers' business activities, relationships with Politically Exposed Persons and record retention procedures. Furthermore, TitanPro regularly provides AML training to relevant employees and does not provide banking services to any bank that does not maintain a physical presence in any country and that is not a regulated affiliate. The anti-money laundering policies are applicable to head office and branches alike and are in accordance with the Wolfsberg anti-money laundering principles.
Aktiengesellschaft (Swiss Public Limited Company)
100 shares of CHF 1000 per share
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